2013 Fca Asset Management Conference

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Lloyds Probe Resumed by FCA After HBOS Bankers Put in Prison - Bloomberg
Lloyds Probe Resumed by FCA After HBOS Bankers Put in Prison ... bank appointed Russel Griggs, a senior Scottish financier, to carry out an independent review last month and said it would provide “fair, swift and appropriate” compensation to any HBOS.

Cyber Gangs Threaten Asset Managers, Watchdog Warns - Institutional Investor
These groups carry out reconnaissance on financial organizations, plant ransomware on their network assets , and destroy data backups to inflict maximum damage on their victims, the acting chief operating officer of the Financial Conduct Authority ( FCA.

Ex-Millennium PM Langlois Said To Plan New Long/Short Equity Fund - FINalternatives
Langlois was with Millennium from November 2013 to June 2017, according to FCA filings. Beforehand, he was with UBS O'Connor from September 2010 and April 2013 , the filings show, and Brevan Howard Asset Management between June 2008 and&nbsp.

UK's Financial Conduct Authority Has One Eye on Europe, One on Asia - www.waterstechnology.com
This week UK regulator the Financial Conduct Authority ( FCA ) sent out a stark warning to asset managers on best execution practices, stating in a press release that “much of the poor practice outlined in its prior thematic review has not been addressed.”.

FCA reveals how it plans to extend Senior Managers Regime to advisers - Money Marketing
FCA reveals plans to extend Senior Managers Regime to all financial services sectors www.professionaladviser.com.

Aberdeen Asset Management's (ABDNF) CEO Martin Gilbert on Q1 2017 Results - Earnings Call Transcript
Aberdeen Asset Management ... to Seeking Alpha and either link to the original transcript or to www.SeekingAlpha.com. All other use is prohibited. THE INFORMATION CONTAINED HERE IS A TEXTUAL REPRESENTATION OF THE APPLICABLE COMPANY'S CONFERENCE CALL.

Britain's FCA quizzed by lawmakers on listing rule plans ahead of Aramco IPO - Reuters
The logo of the new Financial Conduct Authority ( FCA ) is seen at the agency's headquarters in the Canary Wharf business district of London April 1, 2013 . The Financial Services Authority (FSA) has been scrapped from April 1 amid reforms to fix a.

The Financial Report - Volume 2, No. 20 • November 2013 (Global)
10/30/2013) FCA statement. UK regulator warns asset management industry. The Financial Conduct Authority’s chief executive, Martin Wheatley, spoke before an asset management conference telling attendees that asset managers must stop charging customers.

Esma to referee AMF-FCA dispute over inducements - Risk.net
The Financial Conduct Authority ( FCA ) believes incoming European rules mean the research could be regarded as an inducement to trade with a bank, so must be paid for separately, while France's Autorité des marchés financiers (AMF) believes it may fall&nbsp.

FCA releases results of dividend arbitrage review - securities lending times
Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims, according to the Financial Conduct Authority ( FCA ). The UK's FCA.

FCA = British Transport Police
Well, the FCA are on it: The Financial Conduct Authority ... Burrows was a Managing Director at Blackrock Asset Management Investor Services Limited. On 19 November 2013, Burrows was stopped by a Revenue Protection Officer at the exit gates of London.

People: HSBC's Karl joins Isda - Risk.net
The International Swaps and Derivatives Association has appointed Ulrich Karl as head of clearing services, a newly created position. Karl joins from HSBC, where he most recently served as co-head of central counterparty (CCP) risk. While at HSBC, Karl&nbsp.

People: FCA to get new head of operational risk - Risk.net
The UK Financial Conduct Authority ( FCA ) has hired Paul Dyer as head of operational risk and risk review, Risk.net has learned. Dyer has spent the past five years running a management consultancy, Influence, which specialises in risk and regulation.

Central Bank of Ireland urges ESMA to probe asset managers' fee disclosures - Investment Week
Several other European regulators have also issued warnings about fees and charges in the asset management industry in the past year, including the Financial Conduct Authority ( FCA ) in the UK, which published its Asset Management Market Study earlier&nbsp.

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